SEC charges Merrill Lynch and Harvest for ignoring client instructions
A logo for financial service company Merrill Lynch is seen in New York. Emmanuel Dunand | Afp | Getty Images The U.S. Securities and Exchange Commission charged Harvest Volatility Management and Merrill Lynch on Wednesday for exceeding clients’ predesignated investment limits over a two-year period. Merrill, owned by Bank of America, and Harvest have agreed … Read more
